Frequently Asked Questions:
How do you deal with compliance issues?
The answer to this question is different depending on the situation. A call to your compliance officer should help you answer this question. We can include any necessary disclosures in our system to meet the needs of your compliance officer. We do not at any point discuss specific products. We leave that up to you!
Here is a sample disclosure contained in our financial education classes
The calculators and education are provided by a third party service providers. The figures entered into the system are for hypothetical purposes only. You should enter figures that are appropriate to your individual situation. The results provided by this system are also intended for illustrative purposes only and accuracy is not guaranteed. “insert name” and its affiliates are not tax or legal advisers. This system is not intended to offer any tax, legal, financial or investment advice and does not assure the availability of or your eligibility for any specific product offered by “insert name” nor does this system predict or guarantee the actual results of any investment product. The terms and conditions of products offered by institutions will differ and may affect the results of the system. Please consult with qualified professionals to discuss your situation.
Who developed the content?
The staff at Real World Financial has developed the content for our system in house. We could not find information that effectively communicated financial topics to average Americans. Our content and methodology has been examined by both financial professionals and academic advisers.
Is your system secure?
Yes. Our system is encrypted so all information collected is secure. The RWF system does not collect any sensitive information such as social security numbers, account numbers or even dates of birth.
Are my clients going to receive unsolicited offers?
NO! We don’t resell any individual information. Our sole business is helping financial institutions and professionals better connect with their clients. We are not in the business of selling information. See our privacy statement for more information.